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Compliance Analyst

 

Company Name: Robert Half International

Job Responsibilities and Requirements: Compliance Analyst The candidate will support the insurance and securities division. Will be responsible for reviewing and approving advertising material for variable products and assisting with compliance procedures. Will be working with the marketing and development team for the development of new marketing materials, online marketing sites and concepts. Approving and filing advertising material with FINRA will be part of the job. Will be assisting in the coordination and collection of information for compliance audit. Will also be analyzing existing and proposed insurance and securities laws to determine the impact on the administrative and marketing functions of the divisions. Qualification and Experience: The candidate should have a Bachelor's degree. A paralegal certificate is preferred. Should have Series 6 or 7 and Series 26 or 24, or the ability to obtain each within 90 days of employment. Must have 1-3 years of compliance analyst experience in the insurance or securities industry or legal departments. Experience with reviewing of variable products or mutual fund advertising is highly desirable.  

For more information of this job and to Apply Online, please visit us at http://www.Compliancecrossing.com/lcjpjobdetail.php?akey=1b3da1adfb3e6c4145a78f9a814eac7a&jpid=ttbctscbx&sid=1

For more information please visit us at http://www.compliancecrossing.com
Company Name:
Approximate Salary:
Not Specified
Location:
Denver, Colorado
Country:
United States
Industry:
Other
Position type:
Full Time
Experience level:
2 - 5 years
Education level:
Bachelor's Degree
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